THALAMOTOMY
AND PALLIDOTOMY
by:
G. Rees Cosgrove, MD, FRCS
(C), Emad Eskandar, MD
Neurosurgical Service, Massachusetts General Hospital,
Harvard Medical School, Boston, Massachusetts
Address for Correspondence:
Emad
N. Eskandar, M.D.
Massachusetts General Hospital
15 Parkman St. ACC # 331
Boston, MA 02114
E-mail: eeskandar@partners.org
Patient Appointments: 617.724.6590
FAX: 617.724.0339
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Introduction
Surgery for Parkinson's Disease
(PD) was introduced by Meyers in the late 1930s with resection
of the head of the caudate nucleus and other selected lesions
within the basal ganglia.(35) Improvement in tremor and rigidity
occurred in many patients when lesions involved the pallidothalamic
fibers although mortality was high. Fenelon used a specially designed
leukotome to perform free-hand electrocautery of the ansa lenticularis
at open craniotomy also with good results.(12) In 1952, Cooper,
in the course of attempting to perform a pedunculotomy, inadvertently
tore and then ligated the anterior choroidal artery. The patient
recovered and was found to be free of tremor and rigidity. Subsequently,
ligation of the anterior choroidal artery, which supplies the
globus pallidus among other structures, was used in over 50 patients
with good results although mortality was 10%.(9) The work of these
early pioneers revealed that lesions of the globus pallidus and
the ansa lenticularis could provide relief from some of the disabling
symptoms of Parkinson's disease.
With the advent of human stereotactic
frames, more accurate and reproducible lesioning of the basal
ganglia was possible. Narabayashi began using chemopallidotomy
for the treatment of Parkinson's Disease in the early 1950s while
Guiot and Brion reported their success with thermocoagulation
lesions of the pallidum in 1953.(16, 38) Cooper subsequently popularized
the procedure in the United States using a guidance device of
his own design that utilized craniocerebral landmarks.(9, 10)
The initial surgical target in the
pallidum was in the anterodorsal portion of the globus pallidus,
however Leksell reported less favorable outcomes with this target
and moved to a more posterior and ventral location. The results
of this "posteroventral pallidotomy" were reviewed in a study
by Svennilson in 1960 which revealed that the majority of patients
had improvement in all three cardinal symptoms of Parkinson's
disease - tremor, rigidity and bradykinesia.(43)
In 1954, thalamatomy for Parkinson's
disease was introduced by Hassler and Riechert.(18) Lesions in
the ventrolateral thalamus were found to relieve tremor and improve
rigidity although bradykinesia remained mostly unaffected. Largely
because of the dramatic effect on tremor, thalamotomy became the
operation of choice for the treatment of movement disorders and
stereotactic surgery for PD became one of the most common neurosurgical
interventions of the day. However, with the introduction of dopamine
[L-dopa] replacement therapy in the late 1960s, the surgical treatment
for Parkinson's disease decreased precipitously.
As experience with the use of dopamine
replacement therapy accumulated, it became clear that it was not
a cure for Parkinson's disease. The drugs become progressively
less effective over time and require increasing dosages to maintain
a beneficial effect. After 5 - 10 years of treatment, patients
often begin to react unfavorably to l-dopa with severe drug induced
dyskinesias during "ON-periods" and profound tremor, rigidity
and akinesia during the "OFF-periods".
Laitinen rekindled interest in the
posteroventral pallidotomy in 1992 by reporting his successful
experience in 38 patients with medically refractory Parkinson's
disease.(26, 27) Since then, numerous centers have reported similarly
good results with pallidotomy for selected PD patients.(5, 11,
19, 21, 31, 32, 42) With the advent of improved stereotactic imaging
techniques, along with micro-electrode recording and macrostimulation
for intraoperative localization of lesions, pallidotomy has become
a safe and reproducible procedure. For similar reasons, thalamatomy
has also generated renewed interest and remains a valuable surgical
option for selected PD patients in whom tremor is the predominant
complaint or in patients who suffer from other forms of disabling
treatment-refractory tremor.
Anatomy and Pathophysiology of Parkinson's
Disease
The neural substrates related to
movement have classically been divided into two broad but interrelated
systems, the pyramidal and the extrapyramidal. The pyramidal system
begins in the primary motor cortex, descends through the corticospinal
and corticobulbar tracts, and ultimately affects lower motor neurons
in the brainstem and spinal cord. The extrapyramidal system commonly
refers to the basal ganglia and their cortical connections. The
term basal ganglia as used here refers to the caudate nucleus
and the putamen (the striatum), the globus pallidus interna and
externa (Gpi and Gpe), the subthalamic nucleus, and the substantia
nigra. The ventrolateral thalamus while not classically described
as belonging to the basal ganglia also plays a critical role.
A strict dichotomy between pyramidal and extrapyramidal systems
is unwarranted. For example, collaterals of some corticospinal
fibers project to the basal ganglia while the basal ganglia ultimately
exert their effect by way of the corticospinal tracts. Nevertheless,
lesions of the pyramidal system predictably result in paresis
and spasticity, whereas lesions in the extrapyramidal system cause
a distinct pattern of abnormalities in the initiation and maintenance
of movement. These abnormalities have been classified as negative
and positive symptoms. Negative symptoms include bradykinesia
(abnormal slowness of movement), akinesia (absence of movement)
and loss of postural reflexes. Positive symptoms include findings
such as tremor, rigidity and involuntary movements (chorea, athetosis,
ballismus, and dystonia). An understanding of the etiology of
these disorders and the rationale for their surgical treatment
requires some familiarity with the relevant anatomy.
The principal circuit of the basal
ganglia is a loop which connects multiple areas of the cortex
with the striatum which in turn projects to the globus pallidus
which projects to the thalamus which projects back to the cortex
(Figure 1). In addition to the primary loop, there are two relevant
secondary loops. One such loop connects the striatum with the
substantia nigra while the other loop connects the globus pallidus
with the subthalamic nucleus.
The substantia nigra (SN) plays
a crucial role in one of the side loops of the basal ganglia by
way of reciprocal connections with the striatum (Figure 1). The
pars compacta of the substantia nigra contains closely packed
dopamine containing neurons which project to the caudate and putamen.
Loss of these dopamine containing neurons leads to the dysregulation
of movement seen in Parkinson's disease.
The other important side-loop of
the basal ganglia involves the subthalamic nucleus (STN). The
STN receives input from the Gpe and projects to Gpi. Lesions of
the subthalamic nucleus classically give rise to hemiballismus.
However, dysfunction of the subthalamic nucleus has also been
implicated in the pathophysiology of Parkinson's disease.(6)
There are two pathways through the
basal ganglia both of which converge on the internal segment of
the globus pallidus (Gpi) which in turn comprises the primary
output of the basal ganglia to the thalamus. Both pathways begin
with projections from the cortex to the striatum. The caudate
nucleus receives afferents from the prefrontal cortex while the
putamen receives somatotopic input from sensorimotor cortex. The
striatum also receives projections from the dopamine containing
neurons of the substantia nigra. At this point the two pathways
diverge. Some striatal neurons project directly to Gpi thus creating
the direct pathway through the basal ganglia (Figure 2A). In the
indirect pathway a separate population of striatal neurons first
projects to the external segment of the globus pallidus (Figure
2B). Neurons in Gpe then project to the subthalamic nucleus which
then projects to Gpi. Thus, both pathways ultimately affect the
internal segment of the globus pallidus. The globus pallidus interna
then gives rise to two fiber bundles, the lenticular fasciculus
(LF) and the ansa lenticularis (AL) which project to the ventrolateral
nuclei of the thalamus. The ventrolateral nuclei of the thalamus
then project back to motor areas of the cortex completing the
loop.
Several lines of evidence suggest
that loss of dopamine in Parkinson's disease ultimately results
in an increased inhibitory output from the internal segment of
the globus pallidus to the thalamus.(4, 6, 50) The net action
of dopamine appears to be different among the two subpopulations
of striatal output neurons mentioned above, but in both cases
the ultimate effect is increased activity of neurons in Gpi. Loss
of striatal dopamine causes a decrease in the activity of the
striatal neurons projecting directly to the internal division
of the globus pallidus (Gpi) (Figure 2A).These neurons in the
direct pathway are normally inhibitory to Gpi and therefore a
decrease in their activity results in increased activity of Gpi
and increased inhibition of the thalamus. In the indirect pathway,
loss of striatal dopamine results in increased activity of the
(inhibitory) striatal neurons projecting to the external segment
of Gpe (Figure 2B). Neurons in Gpe have an inhibitory effect on
the subthalamic nucleus and therefore increased inhibition of
Gpe allows more activity in the subthalamic nucleus. The subthalamic
nucleus has an excitatory effect on Gpi and therefore the increased
activity in the subthalamic nucleus results in increased activity
of Gpi. Thus in both pathways loss of striatal dopamine ultimately
results in increased activity of Gpi and increased inhibition
of the thalamus and thalamocortical neurons.
The ventrolateral nuclei of the
thalamus are excitatory to the cortex and hence it follows that
excessive inhibition of the thalamus by an overactive Gpi could
result in clinical symptoms such as rigidity and bradykinesia.
This model explains the rationale for pallidotomy, lesioning Gpi
and the ansa lenticularis relieves the excessive inhibition of
the thalamus which then presumably leads to the observed improvements
in rigidity and bradykinesia. Undoubtedly this represents an overly
simplified explanation of the mechanisms underlying Parkinson's
disease but it is supported by a significant amount of experimental
and clinical data. The etiology of tremor in Parkinson's disease
is more difficult to elucidate and beyond the scope of this discussion.
Nevertheless, the clinical observation that tremor is also frequently
relieved by pallidotomy suggests that increased activity in Gpi
contributes in some way to the genesis of tremor .
The ventro-lateral thalamus has
also been a target for the surgical treatment of Parkinson's disease
but its role in the pathology of movement disorders and the optimal
location for therapeutic lesions have been the subject of much
debate. Part of the difficulty lies in the fact that numerous
anatomic classification schemes are in use. The most widely used
schemes are the Anglo-American Terminology and the Hassler terminology.
In the Anglo-American Terminology the ventro-lateral nuclei are
divided from anterior to posterior into the ventralis anterior
(VA), ventralis lateralis (VL), and ventralis posterior (VP) while
in the Hassler terminology the same nuclei are divided into lateral
polaris (LPO), ventralis oralis anterior (Voa), ventralis oralis
posterior (Vop), Ventralis intermedius (Vim) and ventralis caudalis
(VC) (Figure 3). The posterior portion of the VL nucleus in Anglo-American
terminology corresponds to the Vop and Vim of the Hassler terminology
while the VP nucleus is essentially the same as the VC nucleus.
The Hassler nomenclature will be used in this discussion as it
appears to correlate with the relevant anatomy and physiology.
As mentioned above the main pallidal
output pathways terminate in the ventrolateral thalamus particularly
the Voa nucleus which in turn projects back to the premotor cortex.
In contrast the Vop and Vim nuclei receive multiple inputs including
afferents from the contralateral cerebellum through the brachium
conjunctivum. The Vop and Vim nuclei then project to the motor
and premotor cortices. The VC nucleus is the primary thalamic
relay for the medial lemniscal and spinothalamic tracts and projects
to the somatosensory cortex. Microelectrode recordings in the
area of Vim reveal neurons which respond to kinesthetic stimulation,
i.e. movement of the joints and squeezing of muscle bellies, while
neurons in VC respond to tactile stimulation.(8, 45) Furthermore,
neurophysiological recordings have also revealed cells which fire
synchronously with the observed tremor (tremor cells) further
implicating the Vim in the pathology of tremor.(45) Whether the
presence of these cells indicates that the genesis of tremor lies
within Vim or that Vim is simply part of a larger loop mediating
tremor is not clear. In either case, there is a considerable amount
of clinical evidence that Vim lesions are quite effective in alleviating
tremor. Lesions placed more anteriorly, in the Vop nucleus, or
large lesions including both Vim and Vop lead to improvement in
tremor and rigidity although bradykinesia is either unaffected
or possibly worsened by such lesions.(23, 41, 46, 47) These findings
support the contention that thalamotomy is best reserved for patients
with Parkinson's disease in whom tremor is the predominant complaint
or in patients with intractable essential or intention tremor.
Aims of Operation
The goal of both thalamotomy and
pallidotomy is to impart functional improvement to the patient
by placing a lesion in the appropriate target structure. This
lesion should be large enough to provide long-term benefit but
small enough to avoid irreversible neurological deficits. The
procedure is not expected to change the natural history of the
patient's underlying disease but rather to modify the physical
manifestations of the illness. By relieving disabling involuntary
movements, the patients' independence, functional capacity and
ability to carry out normal activities of daily living is enhanced.
In thalamotomy, the goal is to permanently
abolish tremor or other disabling involuntary movement disorder
such as hemiballismus, chorea or dystonia by placing a small lesion
in the Vim nucleus of the thalamus. In pallidotomy, the goal is
to abolish drug-induced dyskinesias, tremor, rigidity and bradykinesia
along with other motor manifestations of PD by placing a lesion
in the ventral posterior globus pallidus.
THALAMOTOMY
Indications for Thalamotomy
The best candidates for thalamotomy
are patients with tremor-predominant PD or those with incapacitating
benign essential tremor. Tremor is defined as an involuntary
rhythmical movement and is often categorized in three positions:
hands in repose (rest ), hands held up with arms outstretched
(postural ), and during movement (intention ). The amplitude,
frequency and severity of the tremor varies from patient to
patient, but at its worst, can cause severe functional disability.
Parkinsonian tremor is generally
present at rest with a frequency of 3 - 5 Hz and is suppressed
by movement. It can however be both postural and intentional
and is often quite resistant to dopamine replacement therapy.
Patients who receive the most benefit from thalamotomy are usually
young with tremor predominant PD and unilateral or marked asymmetry
in their symptoms. However, the effects of thalamotomy on the
other cardinal symptoms of PD are much less predictable and
may in some cases cause worsening of bradykinesia. Therefore,
patients in whom the symptoms of dyskinesia, bradykinesia or
rigidity predominate should be considered for other treatment
modalities such as pallidotomy. In addition, since PD is a progressive
disease, it is reasonable to expect that even patients with
tremor-predominant PD will eventually develop the more disabling
symptoms of akinesia and rigidity.
Essential tremor is characterized
by disabling intentional tremor not secondary to PD and is one
of the most common movement disorders.(30) It is an idiopathic
disorder that involves a 4-12 Hz tremor of the extremities that
is most prominent during purposeful movement. About half of
the cases are familial and transmitted in an autosomal dominant
mode with variable penetrance. This disorder has been termed
"benign essential tremor" since tremor is the only major symptom
but it can produce significant disability including inability
to feed or drink, control hand movements or even talk on a telephone.
The onset is insidious and can occur at any age with variable
progression most often affecting the upper extremities. Recent
studies support the observation that thalamotomy can be quite
effective in controlling medically refractory essential tremor.(14,
20)
Other diagnoses which are amenable
to treatment with thalamatomy include disabling intention tremor
due to damage of the cerebellar tracts from cerebrovascular
accidents, trauma or multiple sclerosis (3, 7, 15, 20, 25, 33).
These conditions often imply more diffuse CNS pathology and
therefore outcomes are less predictable and complication rates
may be higher. Post-traumatic or post-CVA hemiballismus and
chorieform movements have also been treated successfully with
thalamotomy.(22, 29, 36) Finally, both primary and secondary
dystonias may show improvement after thalamotomy.(2, 51)
Presurgical Evaluation of Thalamotomy
Candidates
Patients being considered for
thalamotomy should be evaluated by an experienced movement disorder
team to ensure that they are good candidates for surgery and
that all appropriate medical therapies have been tried. An essential
element of this evaluation is to determine the major cause of
the patients disability so that realistic goals and expectations
can be agreed upon prior to surgery.
It is important to confirm the
clinical diagnosis of idiopathic PD or benign essential tremor
since a variety of neurodegenerative diseases such as striatonigral
degeneration, Shy-Drager syndrome, and progressive supranuclear
palsy can mimic PD in their early stages. Patients with these
diseases appear to have a much poorer prognosis after thalamotomy.
Evidence of dementia or other cognitive decline, speech disorders,
serious systemic disease, and advanced age are also considered
contraindications to surgery.
Patients whose tremor is caused
by trauma, cerebrovascular accident or multiple sclerosis should
undergo MR imaging to define the extent and location of intracranial
pathology. This information can have important implications
regarding the feasibility of thalamotomy in this group of patients.
MR imaging is also useful in PD patients, especially older ones,
to exclude co-existent intracranial pathology that might preclude
surgery.
Standard preoperative blood tests
are performed with special attention to platelets, bleeding
time, PT and PTT. Patients are advised to discontinue aspirin
and other non-steroidal anti-inflammatory agents at least 5
days prior to surgery.
Anesthetic Considerations
Patients are kept NPO on the evening
before surgery and are generally advised to withhold their anti-parkinsonian
and anti-tremor medication on the morning of surgery. Preoperative
sedation with benzodiazepines or other anxyiolitics is avoided.
These maneuvers ensure that the tremor will be evident throughout
the surgery. If the tremor is pronounced enough to cause significant
head movement that might degrade stereotactic image acquisition
then a short-acting sedating agent such as propofol or midazolam
can be used sparingly at this stage.
Thalamotomy is performed under
local anesthesia and requires the full cooperation of the patient
therefore the intraoperative use of sedating agents must be
avoided. Intravenous access is established ipsilateral to the
planned thalamotomy to allow complete freedom of movement in
the extremity of interest and oxygen is supplied by nasal cannula.
EKG, pulse oximetry and BP is monitored but an arterial line
is not inserted. Blood pressure should be maintained in the
normal range for the patient. Bladder catheterization is not
routinely performed.
Operative Technique - Thalamotomy
Frame Placement
An MRI compatible stereotactic
frame is affixed to the cranial vault after infiltration of
the pin insertion sites with 1% lidocaine with 1/200,000 epinephrine.
The pin insertion sites are chosen to avoid artifact through
the planned axial imaging sections of interest. The frame
should be placed as symmetrically as possible on the head
to minimize rotation and lateral tilt. This ensures that any
changes made in electrode position intraoperatively are entirely
in the planned direction. We have utilized the CRW frame (Radionics,
Burlington, MA) but any MR compatible frame can be used.
Stereotactic Imaging
Following frame placement, the
patient is taken to the MRI scanner where sagittal T1-weighted
images are obtained first. These images are used to identify
the anterior commisure (AC) and the posterior commisure (PC)
and measure the AC-PC length. Next T1-weighted (TR 400, TE
12/Fr, FOV 30x30, 2 NEX, 3mm thickness) axial images are obtained
through the basal ganglia so that these images are parallel
to the AC-PC plane. Additional images in the coronal plane
with fast spin echo inversion (FSE IR) recovery sequences
to accentuate the gray-white matter borders of the thalamus
and internal capsule can be utilized depending on the experience
of the center. Alternatively, 3-dimensional volumetric acquisition
series can be acquired which allow thinner sections and reconstructions
in any plane but these series generally require 10 - 11 minutes
and are thus subject to movement artifacts. While a variety
of MR sequences can be used for targeting, it is imperative
that each center verify the spatial accuracy of their stereotactic
frame in their scanner with phantoms. Some inaccuracies can
exist with stereotactic MR imaging due to field inhomogeneity
and chemical shift artifact therefore we have also performed
stereotactic CT imaging to enhance our targeting accuracy.
Alternative techniques that employ image fusion software to
combine stereotactic CT images with non-stereotactic MR images
have also been used to successfully overcome these inaccuracies.
After MR imaging, the patient
is taken to the CT scanner and after the appropriate localizer
is placed, axial CT images (DFOV, 1.0 - 1.5 mm thickness)
roughly parallel to the intercommissural line and through
the area of interest are obtained. CT images, although geometrically
accurate, do not provide the intrinsic anatomical details
that MR images provide and should not be used alone for targeting
purposes. In most cases however, the AC/PC line can be identified
and used for initial target identification.
Some centers have continued
to use the classical method of ventriculography to localize
the target, however, recent studies have shown that surgery
guided by CT/MRI alone is just as effective and may have a
lower complication rate.(1, 17, 44) We do not routinely perform
ventriculography but ultimately each surgeon must choose a
technique that in their own hands and experience is consistently
accurate and safe.
Target Selection
A variety of stereotactic atlases
are available with detailed anatomic representations of thalamic
and basal ganglia anatomy. Although there is some controversy
regarding optimal target location, the following parameters
are generally agreed upon. The initial target is located at
a point about 4 - 5 mm posterior to the mid AC-PC plane, 13.5
- 15 mm lateral to the midline, and 0 - 1 mm above the level
of the intercommisural plane. When the third ventricle is
dilated, it is wise to add 1 - 2 mm to the lateral dimension.
(Table I)
Although the spatial resolution
of modern MRI and CT scanners continue to improve, the detailed
nuclear anatomy of the thalamus is still impossible to discern.
Intraoperative physiologic confirmation of the lesion location
through stimulation or a combination of stimulation and microelectrode
recording remains essential.
Surgical Technique
Once the target point has been
calculated, the patient is brought to the operating room.
A single dose of an appropriate prophylactic antibiotic is
given. The patient is placed in a comfortable position and
the frame is fixed to the operating table with the head only
slightly elevated above the chest to avoid air embolism. A
small patch of hair is shaved over the appropriate frontal
region and the area is then prepared and draped. After infiltration
of the scalp with 1% lidocaine with 1/200,000 epinephrine,
a 2.5 cm parasagittal incision is made and a burr hole placed
2.0 cm from the midline at the level of the coronal suture.
The dura is coagulated and opened and a small pial incision
is made avoiding any cortical veins to allow for atraumatic
introduction of the electrode. At this point the stereotactic
arc is brought into the target position and the electrode
guide tube is lowered into the burr hole directly over the
pial incision. The skin is then temporarily closed around
the guide tube with nylon sutures to prevent excessive loss
of CSF and brain settling.
Since there are individual differences
in thalamic anatomy, initial target selection is only approximate
and final targeting must be performed using micro-electrode
recordings, macrostimulation or a combination of the two techniques.
In general, the initial pass is performed with a micro-electrode
to obtain spontaneous neurophysiologic data and then this
is followed by the macrostimulation/lesioning electrode.
Microelectrode Recording
There are two techniques available
for microelectrode recording in the thalamus. Some centers
use true microelectrodes, usually made of tungsten, which
allow for the discrimination of single neurons. Other centers
use semi-microelectrodes, which are less delicate and easier
to use in the electrically hostile environment of the operating
theater, but cannot record from single units. These concentric
bipolar electrodes have low impedance but can record useful
subcortical electrical activity. Both kinds of electrodes
are then connected via short leads to a preamplifier. The
signal from the preamplifier is then filtered, amplified,
and passed through a window discriminator.
Microelectrode recordings in
the ventrolateral thalamus reflect the connectivity of the
various nuclei as reviewed by Tasker.(45) Recordings in the
Vop nucleus frequently reveal voluntary cells that are less
noisy than those in Vim or VC. These cells change their firing
rate in advance or at the beginning of their related movements.(39)
Some cells may increase their firing shortly before the movement
while others may show a decreased rate or become rhythmic
at the onset or completion of a movement. Recordings in Vim
reveal moderately noisy high voltage neurons which respond
to contralateral passive joint movement, squeezing of muscle
bellies, or pressure on deep structures such as tendons. In
patients with tremor, kinesthetic cells fire rhythmically
at tremor frequency. Microelectrode recordings in VC reveal
very noisy spontaneous activity and many high voltage cells.
These cells generally respond to superficial light tough such
as light brushing of the skin or a puff of air. These cells
respond faithfully without fatigue. The largest volume of
VC is occupied by tactile cells representing the face and
manual digits. The floor of the thalamus which is often difficult
to discern can be identified by the sudden loss of spontaneous
neuronal activity as the microelectrode leaves the gray matter
of the thalamus and enters the white matter of the zona incerta.
A careful analysis of the neuronal activity of these various
cell types can confirm that the appropriate target in Vim
thalamus is selected.
Macrostimulation
Macrostimulation can also be
used to delineate the optimal lesion location. A commercially
available lesion generator (Radionics, Burlington, MA) is
used for impedance monitoring, stimulation and lesioning.
Based on the stereotactic coordinates, a side-seeking (SSE)
macroelectrode (Radionics, Burlington, MA) with a 4 mm X 1.8
mm uninsulated tip is introduced under impedance monitoring.
The impedance is often seen to drop by about 100? when the
gray matter of the basal ganglia/thalamus is reached. Within
the electrode tip is a much smaller electrode ( 2 mm X 0.5
mm) that can be extruded in small increments so that without
moving the parent electrode shaft, one can explore medially,
laterally and posteriorly at any angle. It is through this
smaller electrode that stimulation and lesioning is generally
performed. Others prefer a standard electrode with any positional
adjustments made by withdrawing the electrode and reintroducing
it after appropriate change in the target coordinates. Stimulation
is performed with square wave pulses at 0.5 - 2.0 volts with
a frequency of 2 Hz to obtain motor thresholds and at 50 -
75 Hz to assess for amelioration of symptoms or sensory responses.
(Table II)
The typical thalamotomy target
is the Vim nucleus and occasionally, the mere introduction
of the electrode reduces the tremor indicating that the electrode
is in good position. More often, due to individual variation
and the small size of Vim, the electrode may be in a suboptimal
position and require adjustment. The goal is to place a lesion
within Vim, directly anterior to the appropriate somatotopic
area in VC and medial to the internal capsule without encroaching
on either structure. Fortunately, intraoperative stimulation
and microelectrode recording allows for differentiation of
the internal capsule, Vop, Vim and VC nuclei based on their
physiologic responses.
If the electrode is placed too
anteriorly in the Vop nucleus, low frequency stimulation may
induce movement in the contralateral limbs. This movement
is focal at threshold, beginning at one joint and involving
greater parts of the contralateral limbs as stimulation intensity
is increased.(45)
Since Vim is thought to be the
relay nucleus for kinesthetic sensation and VC the relay nucleus
for superficial tactile sensation, high frequency stimulation
can generally reflect this difference. Stimulation of the
Vim usually elicits contralateral parasthesias at higher thresholds
than those obtained in the VC nucleus. Vim stimulation may
also induce a proprioceptive sensation that a contralateral
limb is moving without any actual movement having taken place
and may also induce peculiar sensations of vertigo, fainting,
or dread but this is generally seen when the electrode is
too inferior.
It is important to distinguish
Vim from VC for optimal lesion positioning. High frequency
stimulation of the VC nucleus always causes contralateral
parasthesias. However, the threshold (0.25 - 0.5 volts) for
inducing parasthesias is usually much lower than that of the
Vim nucleus. Consequently, low threshold parasthesias of the
fingertips or mouth indicate that the electrode is too posterior
and needs to be moved anteriorly. Sustained suprathreshold
stimulation within VC may cause parasthesias that are unbearably
intense. There is a clear medial-to-lateral somatotopy within
VC with neurons representing the face most medial, those representing
the lower limbs more lateral and those representing the upper
extremity and hand intermediate (Figure 3). The definition
of this somatotopic distribution is important as the lesion
in Vim should be made directly anterior to the appropriate
site in the VC nucleus.(8, 23)
Another indication that the
electrode is in good position relates to tremor response.
Low frequency (2 Hz) stimulation within Vim usually causes
driving of the tremor whereas high frequency (50 Hz) stimulation
causes amelioration of the tremor. Suppression of tremor with
0.5 - 2.0 volts is the goal and indicates accurate targeting.
In addition to the anterior-posterior differences between
the nuclei, there is also a medial-to-lateral somatotopy within
Vim. The face and mouth are represented most medially while
the lower extremities are represented more laterally near
the internal capsule. Lesions should be directed at the site
corresponding to the most severe tremor. Thus lesions for
tremor involving the upper extremity should be placed slightly
more medial than lesions for tremor involving the lower extremities.
Use of the side exploring electrode allows for simplified
exploration of this somatotopic organization because the electrode
can be partially withdrawn, rotated, and reinserted thereby
eliminating the need for complete repositioning.
If the electrode is correctly
positioned at the physiologic target site, the mere presence
of the electrode in Vim, or more typically, high frequency
stimulation causes a reduction in the tremor. In addition,
stimulation should be used to ensure that there is no evidence
or neurologic impairment with particular attention being paid
to speech and motor difficulties.
Lesion Parameters
Once the target has been confirmed,
a test lesion is made at 46 oC for 60 seconds. During this
time, the patient is tested neurologically for contralateral
motor dexterity and sensation along with verbal skills. If
there is improvement in tremor and no neurologic problems
then a permanent lesion is made at 75 oC for 60 seconds. During
the lesioning, the neurological status of the patient is continuously
monitored and lesioning is halted if any impairment or change
is noted. If complete abolition of the tremor has not been
accomplished, then the lesion may be enlarged as guided by
the intraoperative physiologic responses and recordings.
After lesioning, the electrode
is withdrawn, and the incision is irrigated. The burr hole
is filled with Gelfoam and bone dust and the scalp is closed
using a layer of inverted 3.0 Vicryl sutures for the galea
and 4.0 nylon for the skin. The frame is removed and a dry
sterile dressing is placed.
Special Considerations
Bilateral thalamotomies are
generally associated with a high complication rate and should
not be undertaken lightly. The risks of dysarthria and intellectual
or cognitive impairment have been estimated to be as high
as 30 - 60 % in the acute postoperative setting. Bilateral
procedures, if they must be undertaken, should be staged with
at least 3-6 months between procedures and slight variation
in the target coordinates from one side to the other may be
useful in reducing major side effects.
Postoperative Care
After a brief period of observation
patients are usually returned directly to their room. The patients
continue with their preoperative medications and outside of mild
analgesics, no other medications are usually necessary. Given
that hemorrhage is an important cause of serious morbidity, good
control of blood pressure in the perioperative period is essential.
An MRI scan is obtained within the first 24 hours to assess the
lesion location and to exclude perioperative complications.(Figure
5) If neurologically stable, the patient is discharged on the
first postoperative day. Sutures are removed one week after surgery.
A short course of outpatient rehabilitation therapy may be indicated
for some patients to optimize functional recovery of the affected
limb.
Complications of Thalamotomy
Thalamotomy shares the same general
risks associated with stereotactic procedures namely hemorrhage
and infection which occur in about 2-5% of patients. The mortality
rate is between 0.5-1%. More specific complications of thalamotomy
are due to inaccurate lesion placement or overly large lesions.
Lesions placed too laterally may result in contralateral weakness
due to injury of the posterior limb of the internal capsule.
Many patients, about 25%, have transient contralateral facial
weakness presumably secondary to edema involving the internal
capsule.(13) The percentage of patients suffering from transient
contralateral arm weakness ranges from 3-30% and 1-15% of patients
go on to suffer mild but persistent contralateral weakness.(13,
20, 41, 49) Another major source of morbidity, particularly
in bilateral lesions, relates to difficulties with speech. About
30% of patients have transient dysarthria or dysphasia while
about 10% go on to have persistent deficits.(13, 20) Lesions
placed too posterior may cause contralateral hemisensory deficits
due to injury of the VC nucleus. Correspondingly, there may
be numbness or parasthesias of the mouth or fingers in 1-5%
of patients.(8, 46, 49) Transient confusion occurs in about
10-20% of patients and mild cognitive and memory deficits may
persist in about 1-5% of patients.(20, 46, 49) Older patients
and patients with preexisting cognitive deficits or evidence
of tissue loss on CT scan appear to be at a higher risk for
impaired postoperative cognition.(8) Left thalamic lesions are
associated with an increased risk for deficits in learning,
verbal memory and dysarthria while right thalamic lesions are
associated with impaired visuospatial memory and nonverbal performance
abilities.(28, 48) Bilateral thalamotomies are associated with
deficits in memory and cognition in up to 60% of patients along
with increased risk of hypophonia (decreased speech volume),
dysarthria, dysphasia, and abulia.(8, 28)
Results and Prognosis of Thalamotomy
The observation that thalamotomy
is an effective treatment for tremor in patients with PD but
that it is ineffective for bradykinesia has been known for some
time (23, 24, 34, 37, 41, 46, 47). In a study of the long term
effects of thalamotomy on sixty patients, Kelly and Gillingham
found that contralateral tremor was abolished in 90% of patients
undergoing unilateral thalamotomy at the first postoperative
evaluation.(24) Subsequent evaluations revealed that the effect
diminished somewhat over time so that at 4 years 86% of patients
remained tremor free while at 10 years 57% of surviving patients
remained tremor free. Rigidity was also improved by thalamotomy
in 88% of patients initially and in 55% of patients at 10 years.
There was no effect of thalamotomy on bradykinesia or other
manifestations of Parkinson's disease such as mental deterioration
or gait disturbance. More recent series reflect a similar distribution.
Jankovic et al. reported a series of 42 patients who underwent
thalamotomy for intractable tremor.(20) Of these patients, 72
percent had complete abolition of tremor while an additional
14% had significant improvement in tremor. There was a small
but statistically insignificant effect on rigidity and no effect
on bradykinesia. In another series reported by Fox et al., 34
out of 36 (94%) PD patients had complete abolition of contralateral
tremor while 29 out of 34 (85%) remained tremor free at one
year.(13) Similar results are obtained in patients with intractable
essential tremor with 80-90% of patients having marked or moderate
improvement.(14, 20) Patients with intractable cerebellar intention
tremor respond at somewhat lower rates with 60-80% of patients
having significant improvement in tremor.(15, 20, 33)
PALLIDOTOMY
Indications for Pallidotomy
Only patients with treatment-resistant
idiopathic Parkinson's disease that have clearly responded to
dopamine replacement therapy in the past should be considered
candidates for pallidotomy. While many of the cardinal symptoms
of PD will respond to pallidotomy, the features of the disease
which respond best are drug induced dyskinesias, painful dystonias,
marked ON/OFF fluctuations, severe bradykinesia, and rigidity.
Symptoms that may improve but do so less reliably are tremor,
speech dysfunction and gait disturbance. Postural instabilitiy
is rarely if ever helped. The ideal patient is young (< 50 years
of age), suffers from asymmetric idiopathic PD and has severe
ON/OFF fluctuations with drug induced dyskinesias. Hemidystonia
is another indication for pallidotomy which appears to hold
promise although the available data is limited.
Contraindications to pallidotomy
include disorders which may mimic idiopathic Parkinson's disease
such as progressive supranuclear palsy, Shy-Drager syndrome,
or striatonigral degeneration. Dementia or other evidence of
a serious cognitive decline are also contraindications. Patients
with severe ataxia or other serious gait problems are usually
not good candidates for pallidotomy. Advanced age (greater than
75 years) or serious systemic illnesses constitute relative
contraindications. Structural abnormalities on MRI may also
represent a relative contraindication to pallidotomy.
Presurgical Evaluation of Pallidotomy
candidates
Patients being evaluated for pallidotomy
at our institution receive an extensive preoperative assessment
administered by a team of neurologists and the attending neurosurgeon.
An initial screening is performed by review of the medical records
and videotapes of the patient in their best ON and worst OFF
states. If a patient is felt to be a good candidate then a more
thorough clionical evaluation is undertaken. The evaluation
begins with a detailed history and physical examination and
includes the use of four clinical rating scales. The first is
the Unified Parkinson's Disease Rating Scale (UPDRS) which includes
assessment of motor function, mentation, and activities of daily
living. In addition patients are evaluated using the Schwab
and England scale, and the Hoehn and Yahr scale. The SF - 36
Health survey, which is a self assessment of symptoms and level
of function is also administered. These test are used to quantify
the severity of the patients' symptoms before and after surgery
in an effort to determine which patients are best suited for
surgery and to assess the overall benefits of surgery. Neuropsychological
testing and ophthalmologic consultations are obtained as clinically
indicated. All candidates for pallidotomy undergo a routine
preoperative brain MRI to rule out gross abnormalities. Once
the evaluation is complete, the case is reviewed by the movement
disorders team and a decision regarding the appropriateness
of the procedure is made.
Operative Technique - Pallidotomy
Anesthetic Considerations
Before surgery, patients are
kept without medications for 12 hours. This is done to ensure
that patients are in their OFF state in order to minimize
involuntary movements during imaging and to more readily assess
the effects of surgery. Prior to placement of the frame the
patient is mildly sedated with a short acting sedative, such
as midazolam or propofol.
Pallidotomy is performed under
local anesthesia and requires the full cooperation of the
patient therefore the intraoperative use of sedating agents
must be avoided. Intravenous access is established ipsilateral
to the planned pallidotomy to allow complete freedom of movement
in the extremity of interest and oxygen is supplied by nasal
cannula. EKG, pulse oximetry and BP is monitored but an arterial
line is not inserted. Blood pressure should be maintained
in the normal range for the patient. Bladder catheterization
is not routinely performed.
Frame placement
An MRI compatible CRW stereotactic
frame is then affixed to the cranial vault after infiltration
of the pin insertion sites with 1% lidocaine with 1/200,000
epinephrine. Attention is directed to insure that the frame
is not tilted or skewed for optimal imaging and target localization.
The patient is then brought to the MRI scanner.
Stereotactic Imaging
In our institution, we first
obtain a mid-sagittal T1 weighted scout. This image is used
to align the gantry of the scanner so that axial images are
parallel to the AC-PC (anterior commisure - posterior commisure)
plane. Next T1 weighted (TR 400, TE 12/Fr, FOV 30x30, 2 NEX,
3mm thickness) axial images are obtained through the basal
ganglia. The patient is then taken to the CT scanner and after
the appropriate localizer is placed, axial CT images (DFOV,
1.5 mm thickness) through the area of interest are obtained.
An alternative imaging strategy involves first obtaining T1
weighted sagittal images followed by fast spin echo inversion
recovery axial and coronal images. This sequence is reported
to better delineate gray/white matter differences and allows
for better visualization of the internal capsule and optic
tract. Another imaging strategy is to use a 3 dimensional
SPGR volumetric sequence but these series generally require
10 - 11 minutes and are thus subject to movement artifacts.
However, they do allow for reconstruction of the images in
sagittal, coronal and axial planes with 0.75 - 1.5 mm slice
thickness.
Target Selection
The standard pallidal target
lies 2-3 mm in front of the midcommisural point, 5-6 mm below
the intercommisural line, and 19-22 mm lateral to the midline
of the third ventricle.(Table I) The appropriate coordinates
are obtained from both the MRI and CT images and are compared
for accuracy. A correctly placed lesion will lie just behind
the posterior margin of the mammilary bodies and just superior
and lateral to the optic tract on the appropriate images.
(Figure 4).
Surgical Technique
Once the imaging is complete,
the patient is brought to the operating room. A single dose
of an appropriate prophylactic antibiotic (typically cefazolin)
is given. The patient is placed in a supine semi-sitting position,
with the head slightly raised above the horizontal, and the
frame is affixed to the table. The head of the table should
not be excessively elevated to prevent air embolism. Great
care must be taken to insure that the patients are comfortable
since their cooperation is necessary for a successful procedure.
A grounding patch is attached to the patient to allow for
stimulation and lesioning. A small patch of hair is shaved
over the appropriate frontal region and the area is then prepared
and draped. Draping should be kept to a reasonable minimum
to allow for intra-operative assessment of the patient. We
typically use only a single clear plastic drape over the patient's
head.
The skin is infiltrated with
1% lidocaine with 1/200,000 epinephrine. A 2.5 cm parasagittal
incision is made centered at a point about 3 cm lateral to
the midline, in the midpupillary line, and 1-2 cm anterior
to the coronal suture. A Hudson brace is used to make a 1
cm burr hole and the bone edges are waxed. The dura is coagulated
and opened. Next, the pia of the underlying cortex is coagulated
with the bipolar, and a small pial incision is made to allow
for atraumatic introduction of the electrode. At this point
the stereotactic frame is brought into position and the electrode
guide is lowered into the burr hole. The trajectory of the
electrode should subtend an angle of 65-70 degrees from the
horizontal and 5-10 degrees from the sagittal planes. A piece
of Gelfoam is placed around the guide tube and the skin is
temporarily closed over the hole with nylon sutures to prevent
excessive loss of CSF and brain settling.
Microelectrode Recording
Microelectrode recordings have
been used by many centers in an effort to better identify
the optimal lesion location and to minimize the risk of injury
to the internal capsule or the optic tract. There is as yet
insufficient evidence as to whether such recordings offer
an advantage over macrostimulation alone and whether such
an advantage outweighs the potential increased risks of intracerebral
hemorrhage or of prolonged surgery.
The techniques for microelectrode
recording in the globus pallidus have been well described
by Lozano et al and Sterio et al.(32, 40) Typically, tungsten
microelectrodes with an impedance of 1-2 M Ohm at 1 khz are
used. Other electrode configurations such as tungsten semi-microelectrodes
have also been used successfully.
Usually, the electrodes are
clamped to the stereotactic frame and advanced through a guide
tube with a microdrive. In all cases, the microelectrode is
connected via short leads to a preamplifier which increases
the signal to noise ratio. It is important that leads from
the electrode to the preamplifier be kept short to minimize
the introduction of background electrical noise. The signal
from the preamplifier is then filtered, amplified, and passed
through a window discriminator. The window discriminator is
an electronic device which converts action potentials to digital
pulses. These digital pulses can then be stored and analyzed
off-line. In addition, these pulses can be converted to an
audio signal which is useful for listening to the activity
of cells without interference from background neuronal noise.
During pallidotomy, recordings
usually proceed from the putamen and Gpe through the Gpi and
then near the optic tract. Recent studies have revealed that
there are consistent and relatively unique patterns of activity
in the Gpe as compared to Gpi.(32, 40) Neurons in Gpe have
two distinct patterns of activity. Some units have a slow
frequency discharge (10-20 Hz) punctuated by rapid bursts.
Other units discharge with an irregular pattern at higher
frequencies (30-60 Hz) but also have a bursting pattern with
intervening periods of low activity. Many neurons in Gpe respond
to repetitive movements with the majority of cells showing
an increase in activity to passive or active movements of
the contralateral limbs. In contrast, neurons in the Gpi of
Parkinson's patients have a higher baseline firing rate than
neurons in Gpe (mean 80 Hz) . Furthermore, neurons in Gpi
have few of the pauses in activity observed in Gpe. Most commonly,
Gpi neurons respond to contralateral movements with an increase
in firing rate. In addition, some neurons have been found
that respond in synchrony with the patients' tremor.
Once the electrode emerges from
the ventral border of the GP into the white matter of the
ansa lenticularis, neuronal activity diminishes along with
background activity. Deeper penetration of 1 - 2 mm places
the electrode tip in close proximity to or within the optic
tract. It is difficult to record directly from the optic tract
because it contains only axons and the action potentials are
correspondingly small. Photic stimulation with averaging of
the evoked visual potential can be useful. The most reliable
way to determine proximity to the optic tract is by either
micro- or macrostimulation. The techniques for macrostimulation
are described below. In microstimulation, a 1 sec train consisting
of 2 msec square wave pulses at 300 Hz is used to elicit visual
phenomenon. Visual thresholds at or near the optic tract are
usually between 2-20 ćA. As with macrostimulation, patients
report seeing flashing lights of various colors or scotomata
in the contralateral visual field.
Macrostimulation
At our institution, we have
relied primarily on macrostimulation to verify the location
of the lesion. Impedance monitoring, stimulation and lesioning
are handled by a Radionics RF lesion generator. A macroelecrode
with a 2 X 1.6 mm uninsulated tip is introduced through the
guide tube under impedance monitoring. The impedance is seen
to drop about 100? when the gray matter of the basal ganglia
is reached. The electrode is stopped at a point 6 mm above
the target and macrostimulation is then used to further delineate
the optimal target location. Low frequency stimulation is
performed with square wave pulses at a frequency of 2 Hz at
0-5 Volts to obtain motor thresholds in order to insure that
the lesion does not injure the internal capsule. High frequency
stimulation using square wave pulses of 50-75 Hz at 0-5 Volts
is used to assess for proximity to the optic tract, speech
dysfunction, and amelioration of symptoms.(Table II) Stimulation
is carried out at 6 mm, 4 mm, and 2 mm above the target and
at the target. At each point both low and high frequency stimulation
is performed. To obtain the motor thresholds, low frequency
stimulation is used and the voltage is gradually increased
until fine contractions can be seen in the contralateral hand
and/or the tongue. The voltage at which definite contractions
can be first seen is the motor threshold. As the electrode
is lowered the thresholds are seen to decrease. Typically
the motor thresholds are around 4-5 volts at the highest electrode
position and decrease to about 2-3 volts at the target. When
the electrode is near the target it is usually wise to perform
high frequency stimulation first to insure that the electrode
is not too close to the optic tract before proceeding with
low frequency stimulation. Thresholds which are considerably
lower than those outlined above suggest that the electrode
is too close to the internal capsule and may need to be moved
anteriorly or laterally. High frequency stimulation usually
causes an improvement in contralateral rigidity and bradykinesia
which may be readily appreciated intra-operatively by using
tasks such as finger tapping, rapid pronation/supination of
the forearm, and toe tapping. On occasion, high frequency
stimulation may elicit dyskinesias, a finding which generally
predicts a successful outcome. Potential problems in speech
are also assessed during high frequency stimulation by asking
the patient to repeat several complex phrases and noting any
difficulties. Once the electrode is 2 mm above target, visual
thresholds are obtained by turning off the room lights and
asking the patient to report if he sees any flashing lights
as the voltage as quickly increased and decreased with the
high frequency stimulation. The classical response is a perception
of flashing lights or phosphenes in the contralateral hemifield.
The minimal voltage which elicits visual phenomenon constitutes
the visual threshold. The electrode is then lowered to the
target position and visual thresholds are again assessed.
If the electrode is correctly placed, visual thresholds are
usually between 2-3 volts. Higher values indicate that the
electrode is too superior and the electrode is then advanced
in 1 mm increments while testing the visual threshold at each
point. Lower values indicate that the electrode is too inferior
and should be raised.
If the stimulation parameters
are not as expected, then the electrode is repositioned by
1-3 mm in an appropriate direction as indicated by the stimulation
and the entire process is repeated with gradual lowering of
the electrode and careful stimulation and assessment of neurologic
function. If the stimulation parameters are still not satisfactory
then the surgery should be aborted to avoid placing an inaccurate
lesion. Obviously the specific stimulation values may differ
and considerable experience on part of the surgeon is needed
to correlate the thresholds with their location. At final
target coordinates, the optimal motor thresholds should be
2-3 Volts while the visual thresholds should be greater than
2 Volts to avoid injury to the internal capsule or optic tract
respectively.
Lesion Parameters
Once the target location is
verified a test lesion is made at 46 oC for 60 seconds. The
patient is then assessed for any evidence of motor, sensory,
visual, or speech impairment. If there are no deficits, then
a permanent lesion is made at 75-85 oC for 60 seconds. The
electrode is then withdrawn to 2 mm and 4 mm above the target
and a lesion is made at each site with the similar parameters
(85 oC for 60 seconds).
The electrode is then withdrawn
and the wound is copiously irrigated. The burr hole is closed
with Gelfoam and the scalp is closed using a layer of inverted
3.0 Vicryl sutures for the galea and 4.0 nylon for the skin.
The frame is removed and a dry sterile dressing is placed.
Lesion Results
With careful attention to detail
the technique described above can be reliably used to create
lesions in the posteroventral pallidum (Figure 6). Typically,
these acute lesions are about 100 - 150 cu mm and shrink over
time. Several studies using similar lesion parameters have
reported good outcomes with lesions ranging in size from 50
to 180 cu mm based on postoperative MRI scans.(5, 21, 26,
32) Interestingly, with chronic lesions it is not unusual
to obtain follow-up MRI scans and barely be able to see the
lesion.
Postoperative Care
At the completion of surgery
the patients are allowed to take their next scheduled medications.
After a brief period of observation patients are usually returned
directly to their room. An MRI scan is obtained within the
first 24 hours to assess lesion location and to rule out unforeseen
complications. Patients continue with their preoperative medications
and outside of mild analgesics, no other medications are usually
necessary. The hypokinesia, rigidity, and dyskinesia usually
show some immediate improvement, while tremor may improve
over several days to weeks. On the first postoperative day
the patient is assessed by the neurologists and the neurosurgeon
and if all is well, the patient is discharged that day. Sutures
are removed one week after surgery.
Special Considerations
In contrast to bilateral thalamotomy,
bilateral pallidotomy seems to be associated with fewer complications
and is sometimes necessary for adequate control of severe
bilateral symptoms. In Laitinen's original report four patients
underwent bilateral pallidotomies without any apparent distress.(26)
Iacono reported performing 68 bilateral pallidotomies, 49
of which were contemporaneous, also without an apparent increase
in the complication rate.(19). Other centers have experienced
major and devastating complications from bilateral pallidotomies
and are extremely reluctant to recommend it. When necessary,
we prefer to perform staged bilateral pallidotomies, operating
contralateral to the more affected side first. This allows
for an opportunity to determine the benefit of the operation.
Furthermore, the functional improvement obtained after unilateral
pallidotomy often negates the need for a second operation
At our institution, we have performed 14 staged bilateral
pallidotomies with only one patient having suffered an apparent
complication which was a significant deterioration in her
ability to walk. Many patients and their families may also
complain of some mild increase in hypophonia. The reasons
why some centers have had more complications with bilateral
pallidotomies are not well understood.
Complications of Pallidotomy
Any surgical procedure which
involves creating a permanent lesion carries a risk of inadvertent
injury to nearby structures. However it is possible to minimize
that risk with a combination of careful stererotactic planning
and intraoperative stimulation and/or microelectrode recording.
A number of recent studies have shown that pallidotomy can
be a relatively safe procedure with minimal risk of serious
morbidity or mortality. Pallidotomy carries the same general
risks of hemorrhage and infection associated with any stereotactic
procedure. In general the risk of such complications ranges
from 2-5 %. Pallidotomy carries the additional risks of injury
to the optic tract or the internal capsule which are both
near the optimal lesion location and hence prone to injury.
In Laitinen's original report, 7 out of 38 patients (15%)
suffered complications.(26) Six patients suffered from central
homonymous visual field defects while one patient had transitory
facial weakness and dysphasia. Later studies reported somewhat
lower complication rates. Iacono et al. reported complications
in 8 out of 126 patients for an overall complication rate
of 6.3%.(19) Three patients suffered visual field defects
and 5 patients suffered from hemiparesis due to hemorrhage
or in one case an intracranial abscess. In a series of 70
patients reported by Lozano one patient suffered an intracortical
hematoma requiring evacuation and in a series of 33 patients
reported by Dogali et al. one patient suffered from transient
sexual disinhibition and one patient suffered from a stroke
7 months after the procedure.(11, 32) In our institution,
we have performed over 90 pallidotomies. To date, only 2 patients
have suffered from small (< 2 cm) cortical hematomas that
were cklinically silent and only detected on postoperative
MRI and one patient suffered a visual field defect. Thus the
reported risk for pallidotomy ranges from 3-15% but using
the most current techniques a better estimate is probably
between 3-6%.
Results and Prognosis
Given that pallidotomy has only
recently enjoyed increased attention there are few studies
evaluating its efficacy. Furthermore the long term benefits
of pallidotomy are unknown. Nevertheless the existing studies
seem to agree on several points. The primary benefit of pallidotomy
during the ON state is a dramatic reduction in contralateral
dyskinesias. Virtually all patients, 90-100%, with well-placed
lesions have significant improvement or abolition of contralateral
dyskinesias.(5, 19, 21, 26, 31) Pallidotomy also improves
many of the OFF state symptoms. Most patients report a decrease
in the number of hours per day that they are OFF along with
a reduction in symptom severity during the OFF state.(5, 19,
21, 31) Rigidity and bradykinesia appear to be improved in
about 90% of patients while tremor appears to improve in about
80% of patients. Other facets of Parkinson's disease which
may show improvement with pallidotomy include gait and speech
volume. Freezing episodes and postural instability do not
appear to be improved with pallidotomy. Although long term
studies are not available, it appears that the effects of
pallidotomy are relatively long lasting with most patients
retaining some benefit at 12 months postoperatively.(5, 11,
21, 26) The results at our own institution are largely in
agreement with previous studies. We have found that most patients
have good or excellent relief of l-dopa induced dyskinesias,
rigidity, and bradykinesia, while the majority of patients
have some improvement in tremor.
Conclusions
The management of patients with
PD has evolved substantially over the past fifty years. Initial
enthusiasm for stereotactic ablative surgical therapy was
followed by its abandonment and an almost complete reliance
on medical therapy. More recently, as the long term consequences
of dopamine replacement therapy have become evident, there
has been a resurgence of interest in stereotactic surgery.
Both thalamotomy and pallidotomy can impart useful functional
improvement in selected patients although neither intervention
will change the course of the underlying disease. In the future,
it appears that the optimal management of patients with movement
disorders will require a combined approach with medical therapy
providing the first line of treatment and surgery providing
an option for selected patients who can no longer be adequately
managed with medical therapy alone. Whether alternative surgical
treatments such as chronic deep brain stimulation or neural
transplantation can ultimately provide a long term solution
for Parkinson's disease remains to be seen.
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FIGURE LEGENDS
- FIGURE 1. Connections between the
cortex, basal ganglia and thalamus. Excitatory connections are
indicated by a + sign while inhibitory connections are indicated
by a - sign. Abbreviations are as follows: AL - ansa lenticularis,
Gpe - Globus pallidus externa, Gpi - globus pallidus interna,
LF - lenticular fasciculus, , LPO - lateralis polaris, SN - substantia
nigra, STN - subthalamic nucleus, VC - ventralis caudalis, Vim
- Ventralis intermedius, Voa - ventralis oralis anterior, Vop
- ventralis oralis posterior.
- FIGURE 2. Abnormalities in Parkinson's
disease. Gray lines indicate abnormally decreased activity while
black lines indicate abnormally increased activity. A. In the
direct pathway, loss of dopamine causes a decrease in the inhibitory
activity of the striatum on Gpi leading to increased inhibition
of the thalamus. B. In the indirect pathway loss of dopamine causes
decreased inhibition of the striatum, increased inhibition of
Gpe, decreased inhibition of the STN, increased activity in Gpi,
and finally increased inhibition of the thalamus. Abbreviations
are the same as Figure 1.
- FIGURE 3. Axial section through
the thalamus at 1.5 mm above the AC-PC plane. Abbreviations are
as follows: III V - third ventricle, Cd - caudate, Fx - fornix,
Gpe - globus pallidus externa, Gpi - globus pallidus interna,
IC - internal capsule, LPO - lateral polaris, LV - lateral ventricle,
Put - putamen, Pv - pulvinar, VC - ventralis caudalis, Vim - Ventralis
intermedius, Voa - ventralis oralis anterior, Vop - ventralis
oralis posterior. L, H, and F refer to the somatotopic representation
of the leg, hand, and face in the VC and Vim nuclei.
- FIGURE 4. Axial and sagittal diagrams
showing the globus pallidus and relevant nearby structures. Note
the proximity of the lesion target to the optic tract, internal
capsule, and the ansa lenticularis. A. Axial section through the
basal ganglia at 3.5 mm below the AC-PC plane. B. Coronal section
through the basal ganglia at 2 mm anterior to the mid AC-PC line.
Abbreviations are as follows: AC - anterior commisure, AL - ansa
lenticularis, Amg - amygdala, CC - corpus callosum, Cd - Caudate,
CR - corona radiata, Fx - fornix, Gpe - globus pallidus externa,
Gpi - globus pallidus interna, IC - Internal capsule, OT - optic
tract, Put - putamen, RN - red nucleus, Sth - subthalamic nucleus,
and Th - thalamus. The + indicates center of initial lesion target.
- FIGURE 5. CT images taken within
24 hours after right thalamotomy (left). Axial proton density
MR images at the intercommisural plane 4 months after surgery
(right).
- FIGURE 6. Axial (left) and coronal
(right) T2 weighted MR images obtained 1 day following macro-stimulation
guided pallidotomy.
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